TJT Capital Group, LLC (referred to as “TJT”) maintains physical, electronic, and procedural safeguards that comply with federal standards to protect its clients’ nonpublic personal information (“information”). Through this policy and its underlying procedures, TJT attempts to secure the confidentiality of customer records and information and protect against anticipated threats or hazards to the security or integrity of customer records and information.
It is the policy of TJT to restrict access to all current and former clients’ information (i.e., information and records pertaining to personal background, investment objectives, financial situation, tax information, returns, investment holdings, account numbers, account balances, etc.) to those employees and affiliated/nonaffiliated entities who need to know that information to provide products or services to the client. TJT may disclose the client’s information if TJT is: (1) previously authorized to disclose the information to individuals and/or entities not affiliated with TJT, including, but not limited to the client’s other professional advisors and/or service providers (i.e., attorney, accountant, insurance agent, broker-dealer, investment adviser, account custodian, etc.); (2) required to do so by judicial or regulatory process; or (3) otherwise permitted to do so in accordance with the parameters of applicable federal and/or state privacy regulations. The disclosure of information contained in any document completed by the client for processing and/or transmittal by TJT in order to facilitate the commencement/continuation/termination of a business relationship between the client and a nonaffiliated third party service provider (i.e., broker-dealer, investment adviser, account custodian, insurance company, etc.), including information contained in any document completed and/or executed by the client for TJT (i.e., advisory agreement, client information form, etc.), shall be deemed as having been automatically authorized by the client with respect to the corresponding nonaffiliated third party service provider.
TJT permits only authorized employees and affiliates who have signed a copy of TJT’s Privacy Policy to have access to client information. Employees violating TJT’s Privacy Policy will be subject to TJT’s disciplinary process. Additionally, whenever TJT hires other organizations to provide services to TJT’s clients, TJT will require them to sign confidentiality agreements and/or the Privacy Policy.
Webinars
TJT may collect personally identifiable information from users throughout our website for participation in our webinars. Participation in these webinars is completely voluntary and you may choose whether or not to participate. We may use the information gathered during this process to send you further information and or contact you about TJT products and services we believe may be of interest to you.
Links to Third-Party Websites
Links to third-party web sites may be provided by TJT solely for your information and convenience, or to provide additional information for various other products and services. If you use these links, you will leave our Site. This Privacy Statement does not cover the information practices of those web sites linked to our Site, nor do we control their content or privacy policies. We suggest that you carefully review the privacy policies of each site you visit.
Should you have any questions regarding the above, please contact Timothy McFadden, Chief Compliance Officer.